{"catalogRevision":"791ff2dd3a45707290badee660f185e514d15f1cf518908628f425c2f2c56ee4","kind":"record","record":{"attributes":{"category":"operational","domain":["Risk Assessment & Management"],"inherent_rating":"medium","taxonomy":["basel-operational-risk"]},"canonicalUrl":"https://evidenceflows.com/?v=1&node=risk%3Aops-counterparty-settlement-disputes","description":"Counterparty default on OTC derivatives, settlement disputes with brokers/custodians, failure of a central counterparty, netting/close-out disputes, and margin-call miscalculations cause direct losses.","details":{"category":"operational","impact":"medium","inherent_rating":"medium","likelihood":"low","risk_id":"ops-counterparty-settlement-disputes","taxonomies":["basel-operational-risk"],"treatment":"mitigate"},"history":{"digest":"a4a55a88b1809b041001c87ee79e2a7e1683cb57a4e4e9b65bccc94c769e8694","firstSeenAt":"2026-09-17T22:28:00Z","firstSeenRevision":"f368a6cce277037e4b1e1ff46004e3acd295f96c9ac63a411a0e45775a7f468e","updatedAt":"2026-09-17T22:28:00Z","updatedRevision":"f368a6cce277037e4b1e1ff46004e3acd295f96c9ac63a411a0e45775a7f468e"},"id":"risk:ops-counterparty-settlement-disputes","mapUrl":"https://evidenceflows.com/?v=1&node=risk%3Aops-counterparty-settlement-disputes","sourceIds":["coso-erm","iso-31000","nist-800-53","nist-csf-2","soc2"],"sourceUrl":null,"title":"Trade-counterparty performance and settlement disputes","type":"risk"},"relationships":[{"expectedCatalogRevision":"791ff2dd3a45707290badee660f185e514d15f1cf518908628f425c2f2c56ee4","id":"rel:29dedf612f5974c39011fefd61d892f6886d62b0af182e6092ad1a2a47a89ede","properties":{"rationale":"","strength":"related"},"sourceDetailPath":"/data/v1/records/uc-uc-risk-08-5f27bebc.json","sourceId":"uc:UC-RISK-08","targetDetailPath":"/data/v1/records/risk-ops-counterparty-settlement-disputes-eaf4600f.json","targetId":"risk:ops-counterparty-settlement-disputes","type":"mitigates"},{"expectedCatalogRevision":"791ff2dd3a45707290badee660f185e514d15f1cf518908628f425c2f2c56ee4","id":"rel:3710e1554dc1111d59b1f79a6858def2870043039f3df52170067ae59b09d11b","properties":{"rationale":"","strength":"related"},"sourceDetailPath":"/data/v1/records/uc-uc-risk-14-a5d6281b.json","sourceId":"uc:UC-RISK-14","targetDetailPath":"/data/v1/records/risk-ops-counterparty-settlement-disputes-eaf4600f.json","targetId":"risk:ops-counterparty-settlement-disputes","type":"mitigates"}],"schemaVersion":1}