risk
Trade-counterparty performance and settlement disputes
Counterparty default on OTC derivatives, settlement disputes with brokers/custodians, failure of a central counterparty, netting/close-out disputes, and margin-call miscalculations cause direct losses.
In catalog since 2026-09-17T22:28:00Z · Last changed 2026-09-17T22:28:00Z (f368a6cce277)
Record JSON · Open in map · Data retrieval guide
Catalog revision: 791ff2dd3a45707290badee660f185e514d15f1cf518908628f425c2f2c56ee4. A connection does not establish full coverage.
Attributes
- category
- operational
- domain
- Risk Assessment & Management
- taxonomy
- basel-operational-risk
- inherent_rating
- medium
Details
- risk_id
- ops-counterparty-settlement-disputes
- category
- operational
- likelihood
- low
- impact
- medium
- inherent_rating
- medium
- treatment
- mitigate
- taxonomies
- basel-operational-risk
Source
No record-specific source URL is provided.
Connections
- UC-RISK-08 — Evaluate and prioritize risks against risk criteria mitigates Trade-counterparty performance and settlement disputes
- strength
- related
- rationale
- UC-RISK-14 — Track deficiencies to closure with remediation action plans mitigates Trade-counterparty performance and settlement disputes
- strength
- related
- rationale