Evidence Flows

workflow

Audit Engagement Planning

Audit Engagement Planning runs ON an already-opened Audit item — the engagement record the annual audit plan created. The audit is an INPUT: this workflow enriches that item, it never creates a duplicate. In scope: producing the planning package — scope, the engagement risk assessment and mapped control population (Risk and Control items linked to the Audit; together the engagement Risk & Control Matrix, the RCM), the sampling plan, the planning memos, and the enriched audit record. Out of scope: fieldwork, findings, and reporting, which belong to the downstream Internal Audit Engagement Lifecycle workflow that consumes this workflow's handoff package (the RCM travels with it). There is no upstream workflow; planning starts from the audit-plan entry itself.

In catalog since 2026-09-17T22:28:00Z · Last changed 2026-10-04T21:48:26Z (791ff2dd3a45)

Record JSON · Open in map · Data retrieval guide

Catalog revision: 791ff2dd3a45707290badee660f185e514d15f1cf518908628f425c2f2c56ee4. A connection does not establish full coverage.

Attributes

domain
audit
department
internal-audit
lineOfDefense
assure

Details

teams
  • internal-audit
domains
  • audit
standards
  • iia-2024
sourceTemplateId
workflow-library:audit-engagement-planning
releaseId
sha256:82dabbaa6ae9b2d8bf72cd3411e82dde1ca4ebc8aeda1982ca5c9756f73b9841
canonicalUrl
https://evidenceflows.com/workflows/all/?w=audit-engagement-planning
capabilities
    mappingStatus
    mapped
    lineOfDefense
    assure
    controls
    • UC-AUDIT-11
    • UC-AUDIT-12
    • UC-AUDIT-15
    • UC-AUDIT-07
    roleIntegrity
    activityCount
    0
    ermPhases
      lineRoles
        serviceModes
          warnings

            Source

            No record-specific source URL is provided.

            Download workflow template · Release: sha256:82dabbaa6ae9b2d8bf72cd3411e82dde1ca4ebc8aeda1982ca5c9756f73b9841

            Connections