Evidence Flows

workflow

Interim Operating Effectiveness Testing

Runs on the existing SOX Audit using approved Control-hosted TOD/TOE results and the interim scope. Produces the program coverage and exception register, remaining-period commitments, all-controls auditor handoff and management status communications for year-end roll-forward.

In catalog since 2026-09-17T22:28:00Z · Last changed 2026-10-04T21:48:26Z (791ff2dd3a45)

Record JSON · Open in map · Data retrieval guide

Catalog revision: 791ff2dd3a45707290badee660f185e514d15f1cf518908628f425c2f2c56ee4. A connection does not establish full coverage.

Attributes

domain
sox
department
internal-audit
lineOfDefense
assure

Details

teams
  • internal-audit
  • finance
domains
  • sox
standards
  • coso-ic
  • iia-2024
  • iso-27001
  • nist-800-53
  • soc2
  • sox
sourceTemplateId
workflow-library:sox-interim-operating-effectiveness-testing
releaseId
sha256:1ad2dafae2ac09dd5f32a0a740805f9125c587b01203cb6100e66c5bc62fe7f0
canonicalUrl
https://evidenceflows.com/workflows/all/?w=sox-interim-operating-effectiveness-testing
capabilities
    mappingStatus
    mapped
    lineOfDefense
    assure
    controls
    • UC-AUDIT-13
    • UC-AUDIT-21
    • UC-AUDIT-25
    roleIntegrity
    activityCount
    0
    ermPhases
      lineRoles
        serviceModes
          warnings

            Source

            No record-specific source URL is provided.

            Download workflow template · Release: sha256:1ad2dafae2ac09dd5f32a0a740805f9125c587b01203cb6100e66c5bc62fe7f0

            Connections