workflow
Annual ICFR Scoping & Risk Assessment
Runs on the fiscal year’s existing SOX Audit, using financial balances, prior-year RCM and deficiency history, business changes, and the approved IA plan. Produces the Fiscal Year Audit Scope Memo, Risk & Control Matrix, approved workplan, kickoff records and recipient-specific annual communications for process walkthroughs and control testing.
In catalog since 2026-09-17T22:28:00Z · Last changed 2026-10-04T21:48:26Z (791ff2dd3a45)
Record JSON · Open in map · Data retrieval guide
Catalog revision: 791ff2dd3a45707290badee660f185e514d15f1cf518908628f425c2f2c56ee4. A connection does not establish full coverage.
Attributes
- domain
- sox
- department
- finance
- lineOfDefense
- monitor
Details
- teams
- finance
- domains
- sox
- standards
- sox
- coso-ic
- sourceTemplateId
- workflow-library:sox-annual-icfr-scoping-risk-assessment
- releaseId
- sha256:d9b5a3477c08d250cb09e50f84673bf28b1b2d0243041b565bb2b5599f6180b5
- canonicalUrl
- https://evidenceflows.com/workflows/all/?w=sox-annual-icfr-scoping-risk-assessment
- capabilities
- mappingStatus
- mapped
- lineOfDefense
- monitor
- controls
- UC-RISK-06
- UC-RISK-07
- UC-RISK-12
- UC-ACCESS-15
- roleIntegrity
- activityCount
- 0
- ermPhases
- lineRoles
- serviceModes
- warnings
Source
No record-specific source URL is provided.
Download workflow template · Release: sha256:d9b5a3477c08d250cb09e50f84673bf28b1b2d0243041b565bb2b5599f6180b5
Connections
- Annual ICFR Scoping & Risk Assessment oversees UC-RISK-07 — Identify and analyze risks and opportunities to objectives
- Annual ICFR Scoping & Risk Assessment oversees UC-ACCESS-15 — Design control activities over technology access
- Annual ICFR Scoping & Risk Assessment oversees UC-RISK-06 — Perform periodic enterprise risk assessments
- Annual ICFR Scoping & Risk Assessment oversees UC-RISK-12 — Assess and mitigate fraud risk including management override