workflow
SOX IPE Validation
SOX IPE Validation as a modular, decision-aware workflow that runs on — and enriches — the existing relying Control item (a key control, framework⊇sox) whose evidence depends on an Information Produced by the Entity (IPE) report: the report's identity, test history, and C&A test date are recorded onto that control rather than into a separate record. In scope: the completeness-and-accuracy conclusion for one IPE report for one period. It consumes its starting key-control population from the upstream SOX scoping / RCM build — the Control library with its Control ↔ Risk links. Its named deliverables are a reperformable completeness-and-accuracy (C&A) memo attached to the control and a validated-IPE evidence-and-decision package. Out of scope: testing the relying control's own operation — that belongs to the downstream SOX Key Control TOD/TOE Test, which anchors on the control's fiscal-year Control-hosted SOX testing workflow and cites this workflow's C&A package instead of re-validating. It can stand alone, but hands its validated-IPE package to SOX Key Control TOD/TOE Test instead of duplicating repeated work.
In catalog since 2026-09-17T22:28:00Z · Last changed 2026-10-04T21:48:26Z (791ff2dd3a45)
Record JSON · Open in map · Data retrieval guide
Catalog revision: 791ff2dd3a45707290badee660f185e514d15f1cf518908628f425c2f2c56ee4. A connection does not establish full coverage.
Attributes
- domain
- sox
- department
- internal-audit
- lineOfDefense
- assure
Details
- teams
- internal-audit
- finance
- domains
- sox
- standards
- sox
- sourceTemplateId
- workflow-library:sox-ipe-validation
- releaseId
- sha256:e0c57b2aff95788e92a5f5d342687a6eb9d92432a24e73da6712a5d291de313c
- canonicalUrl
- https://evidenceflows.com/workflows/all/?w=sox-ipe-validation
- capabilities
- mappingStatus
- mapped
- lineOfDefense
- assure
- controls
- UC-FIN-09
- UC-AUDIT-13
- roleIntegrity
- activityCount
- 0
- ermPhases
- lineRoles
- serviceModes
- warnings
Source
No record-specific source URL is provided.
Download workflow template · Release: sha256:e0c57b2aff95788e92a5f5d342687a6eb9d92432a24e73da6712a5d291de313c