Evidence Flows

workflow

SOX Key Control TOD/TOE Test

Runs directly on an existing SOX-applicable Control for the fiscal year, using the approved walkthrough, scope, methodology and evidence. Produces an independently approved TOD memo before sampling, period-specific TOE results and reviewed exception evidence for interim/year-end assessment and deficiency remediation. Require that the Control fields.sox_applicable value is the literal boolean true; use Workflow.customFields.sox.fiscalYear for the cycle. TOD/TOE test periods remain step-level facts.

In catalog since 2026-09-17T22:28:00Z · Last changed 2026-10-04T21:48:26Z (791ff2dd3a45)

Record JSON · Open in map · Data retrieval guide

Catalog revision: 791ff2dd3a45707290badee660f185e514d15f1cf518908628f425c2f2c56ee4. A connection does not establish full coverage.

Attributes

domain
sox
department
internal-audit
lineOfDefense
assure

Details

teams
  • internal-audit
  • finance
domains
  • sox
standards
  • sox
  • coso-ic
sourceTemplateId
workflow-library:sox-key-control-tod-toe-test
releaseId
sha256:e699cea1e3135d5e786350a21a02648a628baac2445fe8ee38ee5c1cdad3088e
canonicalUrl
https://evidenceflows.com/workflows/all/?w=sox-key-control-tod-toe-test
capabilities
    mappingStatus
    mapped
    lineOfDefense
    assure
    controls
    • UC-AUDIT-21
    • UC-FIN-02
    • UC-FIN-03
    • UC-FIN-04
    • UC-FIN-09
    • UC-FIN-06
    • UC-FIN-07
    • UC-FIN-08
    • UC-FIN-10
    roleIntegrity
    activityCount
    0
    ermPhases
      lineRoles
        serviceModes
          warnings

            Source

            No record-specific source URL is provided.

            Download workflow template · Release: sha256:e699cea1e3135d5e786350a21a02648a628baac2445fe8ee38ee5c1cdad3088e

            Connections